Webinars

Event

Category:: Financial Advisor Webinar Series
Title:: Cloud Computing For RIAs: Compliance Tips And Practical Considerations When Moving Client Records
Presenter:: Chris Winn
Company:: AdvisorAssist, LLC
When:: 03/30/12 4:00 PM EST
Slides:: You must be registered and logged into download the slides
Replay:: You must be registered and logged into view this replay
CE Credit:
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Description

Keeping client records in the “cloud” is a good option for many advisors, but you have to be aware of some important compliance considerations when using cloud-based solutions.

At this webinar we will cover:

-     Why consider the cloud?
-     Compliance rules and regulations
-     Due diligence required of cloud providers
-      Privacy and data security
-     Compliance benefits
-      Common mistakes

Speaker Chris Winn is founder and managing principal at AdvisorAssist, a management consulting firm serving advisors, and he has 17 years of experience in regulatory compliance for RIAs, reps, and B/Ds.

Get more than 50 hours of CFP® CE credit and more than 100 hours of IMCA® credit on webinar replays by registering at Advisors4Advisors.com.

Register here.

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