Webinars

Event 

Category:
Financial Advisor Webinar Series
Title:
Cloud Computing For RIAs: Compliance Tips And Practical Considerations When Moving Client Records
Presenter:
Chris Winn
Company:
AdvisorAssist, LLC
When:
03/30/12  4:00 PM EST
Slides:
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CE Credit:
Event rating:
User rating
 
4.2 (29)

Description

Keeping client records in the “cloud” is a good option for many advisors, but you have to be aware of some important compliance considerations when using cloud-based solutions.

At this webinar we will cover:

-      Why consider the cloud?
-      Compliance rules and regulations
-      Due diligence required of cloud providers
-      Privacy and data security
-      Compliance benefits
-      Common mistakes
 

Speaker Chris Winn is founder and managing principal at AdvisorAssist, a management consulting firm serving advisors, and he has 17 years of experience in regulatory compliance for RIAs, reps, and B/Ds.

 

Get more than 50 hours of CFP® CE credit and more than 100 hours of IMCA® credit on webinar replays by registering at Advisors4Advisors.com.
 

 

Register here.



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Average user rating from: 29 user(s)

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Rating:
 
4.2
 
 

0 of 0 people found the following review helpful
Really appreciated the information. It was very helpful.
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5.0
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davidt360 Reviewed by davidt360
March 30, 2012
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Last updated: March 30, 2012
 

0 of 0 people found the following review helpful
Great. More of this theme will be good.
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5.0
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sophitl269 Reviewed by sophitl269
March 30, 2012
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Last updated: March 30, 2012
 

0 of 0 people found the following review helpful
Well done
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5.0
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stevee573 Reviewed by stevee573
March 30, 2012
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Last updated: March 30, 2012
 

0 of 0 people found the following review helpful
super helpful, especially to show the Boss
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5.0
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riac206 Reviewed by riac206
March 30, 2012
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Last updated: March 30, 2012
 

0 of 0 people found the following review helpful
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5.0
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sherwin Reviewed by sherwin
March 30, 2012
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Last updated: March 30, 2012
 
 
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